With the annual reporting season coming up for calendar-year companies, we wanted to remind you that companies subject to U.S ...

While the law concerning "insider trading" is not static ... Or, they must pre-clear their trading intentions with internal compliance officers, especially if they are directors or managers ...

The compliance officer wants to be the road sign on the highway, not the traffic jam. Looking into the not-too-distant future, European Union regulatory requirements are hastening trade surveillance ...

The annual reporting season for calendar year-end companies is in full swing and public companies should consider several new ...

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...

Blockchain analysts have noticed suspicious trading activity surrounding United States' Republican President-elect Donald ...

The Securities and Exchange Board of India (SEBI) is reinforcing its stance against insider trading within mutual ... a specified threshold to their AMC's compliance officer.

Prop Firm Match, a leader in proprietary trading and fin-tech, improves trader-firm connections through innovative compliance ...

Allegations of insider trading recently emerged against two ... If we need to preach the spirit of compliance to legal professionals who support social justice, then trust in the judiciary will ...

Japan's securities watchdog said Monday it has filed complaints with prosecutors against a judge, a Tokyo Stock Exchange official and the official's father on suspicion of insider trading.

As one of the leading digital currency trading platforms globally, Ethiax recently announced that it has successfully ...