FCA issues ‘first ever’ fine for transaction reporting failures under MiFIR
The FCA has fined a number of firms for transaction reporting failures. However, this is the first enforcement action against ...
American Banker5dOpinion
It's time to do away with the obsolete currency transaction report
Once a helpful tool for law enforcement, CTRs have become next to useless in the fight against money laundering. It's time to ...
Traders Magazine3d
FINRA Publishes 2025 Regulatory Oversight Report
FINRA has published the 2025 FINRA Regulatory Oversight Report —a vital information resource comprising observations from ...
Impacts7d
How AI Enhances Transaction Screening for Real-Time Anti-money Laundering (AML) Protection
Money laundering, the illicit process of disguising illegally obtained funds as legitimate income, continues to threaten the ...
AQMetrics Launches UK-based Center of Excellence for Transaction Reporting Solutions
AQMetrics, a leading global provider of award-winning regulatory and compliance solutions, is proud to announce the launch of its Center of Excellence for Transaction Reporting at its UK branch.
The TRADE3d
FCA serves first fine for breach of transaction reporting requirements under Mifir
The UK Financial Conduct Authority (FCA) has served its first enforcement action for breach of transaction reporting requirements since it came under law through the UK Markets in Financial ...
AQMetrics opens UK-based centre of excellence for transaction reporting
AQMetrics, a leading global provider of award-winning regulatory and compliance solutions, is proud to announce the launch of its Center of Excellence for Transaction Reporting at its UK branch.
Infinox hit with first transaction reporting fine under MiFir rules
The FCA has issued its first fine for transaction reporting failures under MiFir regulations.