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3 天
on MSN
Vanguard to pay more than $100 million to SEC over violations involving target date ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
3 天
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
3 天
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
3 天
on MSN
Vanguard will pay $106 million over 'misleading statements' about retirement funds
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
3 天
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
InvestmentNews
3 天
Vanguard to pay more than $100M over target-date fund violations
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
2 天
SEC Fines Vanguard $106M Over Retirement Fund Tax Issues
Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected ...
NBC News
3 天
Vanguard fined more than $100 million by SEC over violations involving target date ...
When Vanguard dropped the minimum initial investment for its institutional target retirement funds to $5 million from $100 million in December 2020, it spurred retirement plan investors to cash ...
wealthprofessional.ca
7 小时
Asset management titan handed $106 million fine
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
2 天
Vanguard agrees to pay investors $106 million after failing to disclose tax fund changes
Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.
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