The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected ...
When Vanguard dropped the minimum initial investment for its institutional target retirement funds to $5 million from $100 million in December 2020, it spurred retirement plan investors to cash ...
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.