Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

John Davi has spent his entire career analyzing and investing in exchange-traded funds, and after stints at Merrill Lynch and Morgan Stanley, he’s running his own asset-management shop catering to ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

A former Merrill Lynch financial advisor team that oversaw $700 million left the company to join Morgan Stanley. The Zelin ...

The two-decade veteran, whose career also includes a stint at Merill Lynch, will help shape strategy for the Google ...

The industry's self-regulator fined James Iannazzo $50,000 and suspended him for two years for violating what one dissenting panel member said was a "catch-all" Finra rule.

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

In recent investment activity, Julie Johnson, the congressional representative for Texas's 32nd district, has made several stock transactions in her Merrill Lynch Tax Efficient Core, Merrill Lynch ...

Bank of America’s wealth management division, which includes Merrill Lynch and the company’s private bank, saw core financial metrics rise in 2024, including net income of $4.3 billion ...