The Series 10 exam pass rate is not published, but is estimated to be 70% - 75%. Candidates must correctly answer 102 of 145 questions to achieve a passing score of 70%.

What is the Series 10 pass rate? What is the passing score for the Series 10 exam? How many Series 10 questions are on the exam? How much time do I have on the Series 10 exam?

The Series 9 and 10 qualify the branch manager to supervise sales activities in corporate securities (equity and debt), investment company products and variable contracts, municipal securities, options, government securities and direct participation programs (DPPs).

2022年12月29日 · It is recommended that you plan to study 50-60 hours in order to pass the Series 9 exam, and closer to 100 hours to pass the Series 10 exam. There is no official pass rate for either the Series 9 or Series 10 exams, but the understanding is that the pass rate is approximately 70% for both exams.

2024年2月13日 · The Series 9 and 10 exams both have approximately 70% pass rates according to FINRA, but keep in mind that the people taking these tests are effectively managers and likely have multiple years of operating with a Series 7 license under their belt.

Kaplan Financial Education presents all our Securities Licensing pass rates and satisfaction ratings openly to give you the full picture. More details inside.

The Series 9 exam — one of the General Securities Sales Supervisor Exams — assesses the competency of an entry-level principal, including approval of customer accounts, training of personnel, and maintenance of records.

2024年6月14日 · The answers is that, while everyone learns in a different way, there are certain steps that everyone must take to pass the Series 10 exam. Reading the Series 10 textbook is absolutely essential to passing the exam. You must read the book completely and fully. Read the book, take notes and highlight the key points.

2024年11月26日 · We recommend using Kaplan’s online study packages, which come with a 93% pass rate. Earning your Series 9/10 license can open doors to a world of opportunities within the financial services industry. However, the journey doesn’t end with getting your license.

SIA is also clear about the company’s 90% pass rate and when the courses are updated. Finally, SIA does offer one-on-one tutoring, although it’s priced separately from these packages. On the other hand, without paying extra for tutoring, it’s unclear how much live support you get.