Electronic Blue Sheet (EBS) data files, which contain both trading and account holder information, provide regulatory agencies with the ability to analyze a firm’s trading activity. Firms are expected to provide complete, accurate and timely Blue Sheet data in response to regulatory requests.

Frequently Asked Questions about Electronic Blue Sheets (EBS) Large Trader Identification (LTID) For purposes of the SEC Large Trader Reporting Rule (SEA Rule 13h-1), what is the format of the LTID and the optional suffix?

2020年6月23日 · FINRA and the other U.S. members of the Intermarket Surveillance Group 1 (ISG members) are enhancing the Electronic Blue Sheets (EBS) to improve their ability to analyze broker-dealers’ trading activities.

2023年6月19日 · Blue sheets are requests sent by regulators to market makers and brokers for information on trading activity to spot fraud and insider trading.

Electronic Blue Sheets (EBS) Q&A Q16: (Submitted May 2016) As a result of the changes in NYSE Account Type Indicators (ATIs) to become effective August 1, 2016, FIF members asked for clarification from ISG on EBS changes.

2023年8月31日 · Despite CATʼs initial implementation, Electronic Blue Sheets (EBS) remains a regulatory necessity and risk for firms in the wake of Reddit and Gamestop (GME).

Electronic Blue Sheets (EBS) n-Tier’s web-based user interface provides full visibility and searchability of EBS reports. Our platform builds from extensive experience in EBS report validation, correction, remediation, historical reporting assessment and re-submission.

2023年12月27日 · Blue sheets, originally tangible questionnaires on distinctive blue paper, have metamorphosed into digital requests dispatched by the SEC to financial institutions. These electronic requisitions serve a critical purpose, aiming …

In the late 1980s, as the volume of trading and securities transactions dramatically increased, the Commission and the securities self-regulatory organizations ("SROs") worked together to develop and implement a system with a universal electronic format, commonly known as the "electronic blue sheet" or "EBS" system, to replace the manual process.3

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